76ded6d5ec
- 月结锁定拦截补全：原仅新增回款一处，现覆盖回款编辑（原月+新月，防跨月 搬数）/删除、发货新增（按发货日）/编辑（原月+新月）/删除、核算与重算 （已审定月份金额只走调整单）；拦截先于「被引用/已核算」判定 - 台账 settlement_id 回填落地：generate 在 replace_items 后回填纳入行、 重生成前先解绑（clear_ledger_settlement_id）——不回填/不解绑会让 「未入结」判据失效：重生成漏算整月或把已固化行反复计入 - 经理聚合行落库：原只进内存参与 items 汇总，台账表永远无 calc_type=2 行、报表下钻落空；重生成先作废旧聚合行（deactivate_month_aggregates）， _confirm_scope 限定计算类型避免聚合行混入单笔池 - 月结取参锚定所属月月末（_month_end）：原用 date.today()，补生成历史 月份时分成/月工资口径随生成日漂移；聚合行 receipt_date 同步为月末 - generate/submit 出参固化前置到 commit 之前（commit 后 SELECT 失败会把 已生成的月结记成失败审计，与库中事实相反） - V9 迁移：business_secondary_allocations 唯一键条件式补齐（幂等裸 SQL， 临时库验证「无键→补」「有键→跳过」两分支），修复旧 V6 升级库拿不到 V6 就地加入的约束；V8 迁移 revision 声明补类型注解（原格式漂移使 schema 同步测试的 head 推断静默漏检 V8）；init-dev 版本号推进至 V9 - V7 留存 SQL 约束/索引名单数改复数（与 alembic op.f 与 init-dev 对齐， 消除 SHOW CREATE TABLE 双轨漂移） - 测试：显式控制审批开关（不依赖 V8 翻转后的种子默认值）；新增回归 8 例 （回填落库/聚合不重复/月末取参/月末纯函数 5 例/锁定拦截回款与发货与 核算）；全量 773 passed Co-Authored-By: Claude Code <noreply@anthropic.com>
490 lines
20 KiB
Python
490 lines
20 KiB
Python
"""绩效核算服务（M3 ④）：回款 → 台账的固化流水线。
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单笔核算（calc_receipt）与计算预览（param_service.preview）**共用同一
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公式路径与取值防线**：resolve_snapshot 按回款到账日取参（裁决 #11）、按
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岗位模板分派计提比例（‰ 存储口径 ÷1000 转纯比例）、行级折算（混合业务
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按行汇总，对照表 #14）。两者的任何口径修改必须同步——预览给业务对数、
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核算才是算钱的法定固化点。
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策略点（待业务答复，全部集中为单函数，答复后只改函数 + 按回款批量重算）：
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- ``_personal_rate``：#12 经理个人户单笔落台账 rate=0/绩效 0（12.5%+5%
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聚合口径在月结时由 manager_team_share 计算）；#20 在 ``_row_profit``
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- 核算粒度 #25：业务级一次性计提——首个触发核算的回款计算全额应发，
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后续回款仅置 settlement_status=1（repeated=True），不重复计提
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"""
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import logging
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from dataclasses import dataclass
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from decimal import ROUND_HALF_UP, Decimal
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from fractions import Fraction
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from typing import Any
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from sqlalchemy import update
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from sqlalchemy.orm import Session
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from app.core.constants import MODULE_CALC
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from app.core.exceptions import BadRequestError
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from app.models import (
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Business,
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BusinessItem,
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Customer,
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PerformanceLedger,
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Receipt,
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Shipment,
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User,
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)
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from app.models.performance_ledger import CALC_TYPE_RECEIPT
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from app.models.receipt import SETTLEMENT_DONE, SETTLEMENT_PENDING
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from app.repositories import business_repository, performance_ledger_repository
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from app.schemas.calc import CalcReceiptOut
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from app.services import audit_service, param_service, personnel_service
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from app.services.audit_service import AuditRecord, RequestMeta
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from app.services.formula import (
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apply_barter,
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clamp_weight_r,
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converted_profit,
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payment_days,
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payment_weight,
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performance_amount,
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profit_rate,
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salesperson_rate,
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start_payment_ok,
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)
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from app.services.param_service import parse_fraction, resolve_snapshot
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logger = logging.getLogger(__name__)
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# snapshot_json 里的策略点注记（答复回填时的检索锚点）
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_NOTE_MANAGER_PENDING = "经理个人户单笔不计提（#12 待答复）：聚合口径在月结时由团队聚合计算"
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@dataclass(frozen=True, slots=True)
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class _RateDecision:
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"""单笔计提比例的分派结果。"""
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rate: Fraction # 纯比例（str() 产出分数原文如 88/9000，直接落台账 rate_text）
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rate_note: str # 人读说明（入 snapshot）
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base_override: Decimal | None # 非 None 时绩效基数用它（信息员=销售额）
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manager_pending: bool # True=经理聚合口径，单笔落 0（#12 策略点）
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def calc_receipt(
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session: Session,
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receipt_id: int,
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*,
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operator: User,
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meta: RequestMeta | None = None,
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recalc_reason: str | None = None,
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) -> CalcReceiptOut:
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"""单笔回款核算 / 重算（recalc_reason 非 None 时为重算模式）。
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防重前两层在本函数（FOR UPDATE 锁行 + settlement_status 校验），第三层
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是落台账 uk(receipt_id, calc_version)。全程一个 audit 事务，出参在
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commit 前固化。
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首算模式：回款必须未核算；业务级一次性计提（#25）——已有生效台账行时
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仅登记进度（repeated=True）。
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重算模式：回款必须已核算过；作废旧版本行（is_active=0），按当前参数
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落 calc_version+1 新行，calc_reason 留痕。
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"""
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is_recalc = recalc_reason is not None
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action = "重算" if is_recalc else "核算"
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with audit_service.audit(
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session,
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operator=operator,
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record=AuditRecord(
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module=MODULE_CALC,
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action=action,
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summary=f"{action}回款 #{receipt_id}",
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request_data={
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"receipt_id": receipt_id,
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**({"reason": recalc_reason} if is_recalc else {}),
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},
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),
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meta=meta,
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):
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receipt = session.get(Receipt, receipt_id, with_for_update=True)
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if receipt is None:
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raise BadRequestError("回款不存在")
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if is_recalc:
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if receipt.settlement_status == SETTLEMENT_PENDING:
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raise BadRequestError("该回款尚未核算过（无旧版本可重算，走首次核算）")
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elif receipt.settlement_status == SETTLEMENT_DONE:
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raise BadRequestError("该回款已核算，禁止重复核算（重算请走重算入口）")
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# 月结锁定拦截：已审定月份的回款不得再核算/重算——金额已固化，
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# 变动唯一通道是调整单（否则重算会绕开审批改写已锁定月份的应付）
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from app.services import settlement_service
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settlement_service.ensure_month_not_locked(session, receipt.receipt_date.strftime("%Y-%m"))
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business = session.get(Business, receipt.business_id, with_for_update=True)
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if business is None:
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raise BadRequestError("回款关联的业务不存在")
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if business.owner_personnel_id is None:
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raise BadRequestError("业务未指定负责营销人员，无法核算（先在业务归属中指定）")
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# 重算：先作废旧版本行（is_active=0），折算体随后按当前参数重算。
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# 无生效行 = 该回款是「进度登记」（业务级一次性计提 #25 的第二笔及
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# 以后）——本无独立计提，继续重算会凭空落一行生效行，同业务出现
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# 两行生效行导致双重计提 → 一律 400
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if is_recalc:
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old = performance_ledger_repository.get_active_by_receipt(session, receipt_id)
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if old is None:
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raise BadRequestError(
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"该回款为进度登记（业务已按一次性计提核算），无独立台账行可重算"
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)
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performance_ledger_repository.mark_inactive(session, old)
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# 核算粒度 #25（一期口径，仅首算模式）：业务级一次性计提——已有生效
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# 台账行时，本笔回款仅置已核算状态（支付进度），不重复计提
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repeated = False
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if not is_recalc:
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repeated = performance_ledger_repository.has_active_for_business(
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session, business.id, calc_type=CALC_TYPE_RECEIPT
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)
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if repeated:
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_mark_settled(session, receipt)
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row = performance_ledger_repository.get_active_by_receipt_of_business(
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session, business.id
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)
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session.flush()
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out = CalcReceiptOut(ledger=_to_out(row), repeated=True)
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session.commit()
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logger.info(
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"回款登记进度（业务已核算）| receipt=%s | business=%s", receipt_id, business.id
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)
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return out
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if receipt.shipment_id is None:
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raise BadRequestError("回款未指定发货批次，无法确定发货日期（先指定批次再核算）")
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shipment = session.get(Shipment, receipt.shipment_id)
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if shipment is None or shipment.ship_date is None:
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raise BadRequestError("发货批次缺少发货日期，无法核算")
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person = personnel_service.ensure_active(
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session, business.owner_personnel_id, label="核算归属"
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)
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if person.business_role_id is None:
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raise BadRequestError("归属人员未绑定岗位角色，无法确定计提公式")
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receipt_date = receipt.receipt_date
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snapshot = resolve_snapshot(session, receipt_date)
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items = business_repository.list_items(session, business.id)
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if not items:
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raise BadRequestError("业务无产品明细行，无法核算")
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# 逐行折算（行级 product_category 阈值；成本缺失行毛利按 0 计并标记）
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total_revenue = Decimal("0")
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total_profit = Decimal("0")
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converted_total = Decimal("0")
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missing_cost = False
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line_details: list[dict[str, Any]] = []
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for item in items:
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row_revenue = item.sale_amount
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if item.cost_amount is None:
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missing_cost = True
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row_profit = Decimal("0")
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else:
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row_profit = _row_profit(row_revenue, item.cost_amount)
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total_revenue += row_revenue
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total_profit += row_profit
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threshold = parse_fraction(
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snapshot.get(
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"product.threshold",
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role_code=role_code_of(person),
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product_category=item.product_category,
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)
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)
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row_converted = converted_profit(
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row_revenue, profit_rate(row_profit, row_revenue), threshold
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)
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converted_total += row_converted
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line_details.append(
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{
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"item_id": item.id,
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"product_category": item.product_category,
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"revenue": str(row_revenue),
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"profit": str(row_profit),
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# 行级折算同样固化为两位（to_decimal 对整数值无小数位，
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# 快照/台账口径需与列一致；显式 HALF_UP——Python 默认
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# 银行家舍入会让 x.xx5 少 1 分）
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"converted": str(
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row_converted.quantize(Decimal("0.01"), rounding=ROUND_HALF_UP)
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),
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}
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)
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# 天数只依赖发货/回款日期，先于比例分派算出（业务员递减公式的输入）
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days = payment_days(shipment.ship_date, receipt_date)
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decision = _personal_rate(session, snapshot, person, business, days)
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if decision.base_override is not None:
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converted = decision.base_override # 信息员：基数=本人销售额
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else:
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converted = converted_total
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performance = (
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Decimal("0")
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if decision.manager_pending
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else performance_amount(converted, decision.rate)
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)
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barter_applied = receipt.is_barter == 1
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base_amount = performance
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if barter_applied:
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discount = parse_fraction(
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snapshot.get("barter.discount", role_code=role_code_of(person))
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)
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base_amount = apply_barter(performance, discount)
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received_total = business.total_received_amount or Decimal("0")
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start_ratio = parse_fraction(
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snapshot.get("payment.start.ratio", role_code=role_code_of(person))
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)
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start_ok = start_payment_ok(received_total, total_revenue, start_ratio)
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weight_r = clamp_weight_r(received_total, total_revenue)
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weight = payment_weight(weight_r)
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payable = param_service.to_decimal(Fraction(base_amount) * weight)
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settlement_month = receipt_date.strftime("%Y-%m")
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snapshot_json: dict[str, Any] = {
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"params_as_of": str(receipt_date),
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"line_details": line_details,
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"start_payment_ok": start_ok,
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"rate_note": decision.rate_note,
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"revenue_total": str(total_revenue),
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"profit_total": str(total_profit),
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}
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if decision.manager_pending:
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snapshot_json["strategy_note"] = _NOTE_MANAGER_PENDING
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def q2(value: Decimal | None) -> Decimal | None:
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"""金额统一两位小数（HALF_UP）：内存/DB/序列化三方一致。
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显式传 rounding——quantize 缺省是上下文 ROUND_HALF_EVEN（银行家
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舍入），x.xx5 会舍成偶数值，与业务四舍五入口径差 1 分。
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"""
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if value is None:
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return None
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return value.quantize(Decimal("0.01"), rounding=ROUND_HALF_UP)
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row = performance_ledger_repository.add(
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session,
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PerformanceLedger(
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receipt_id=receipt.id,
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calc_version=performance_ledger_repository.next_version(session, receipt.id),
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calc_type=CALC_TYPE_RECEIPT,
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business_id=business.id,
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business_no=business.business_no,
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personnel_id=person.id,
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personnel_name=person.personnel_name,
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role_code=role_code_of(person),
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customer_type=_customer_type(session, business),
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product_category=_category_label(items),
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ship_date=shipment.ship_date,
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receipt_date=receipt_date,
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payment_days=days,
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rate_text=str(decision.rate),
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converted_profit=q2(converted),
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performance_amount=q2(performance),
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barter_applied=1 if barter_applied else 0,
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weight_r=weight_r,
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payment_weight=param_service.to_decimal(weight),
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payable_amount=q2(payable),
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settlement_month=settlement_month,
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is_probation=1 if person.is_probation == 1 else 0,
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missing_cost=1 if missing_cost else 0,
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snapshot_json=snapshot_json,
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calc_reason=recalc_reason,
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),
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)
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# CAS 仅首算执行：重算模式状态本就是已核算（UPDATE ... WHERE status=0
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# 会 rowcount=0 误报并发撞车）
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if not is_recalc:
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_mark_settled(session, receipt)
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session.flush()
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out = CalcReceiptOut(ledger=_to_out(row), repeated=False)
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session.commit()
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logger.info("核算完成 | receipt=%s | ledger=%s | payable=%s", receipt_id, row.id, payable)
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return out
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def _personal_rate(
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session: Session,
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snapshot,
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person,
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business: Business,
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days: int,
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) -> _RateDecision:
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"""按岗位模板分派单笔计提比例（与 param_service._preview_rate 同构）。
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#12 策略点：经理个人户（owner 岗位绑 TPL_MANAGER_SHARE）单笔不计提
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—— 12.5%+5% 是月度团队聚合口径，单笔落 rate=0/绩效 0 的台账行保事实。
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"""
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role = _role_of(session, person)
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customer_type = _customer_type(session, business)
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if customer_type == "enterprise":
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# 存储口径 ‰ → 纯比例（漏换算放大 1000 倍，与预览同防线）
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rate = parse_fraction(snapshot.get("enterprise.rate")) / 1000
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return _RateDecision(rate, "企业户固定计提比例", None, False)
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template = role.calc_template if role else "TPL_SALESPERSON_DECAY"
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if template == "TPL_MANAGER_SHARE":
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return _RateDecision(
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Decimal("0"),
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"经理个人户：12.5%+5% 聚合计提（月结时计算），单笔落 0",
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None,
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True,
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)
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if template == "TPL_INFO_SALES_FIXED":
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# 信息员基数=本人销售额（覆盖折算与阈值），‰ 换算同防线
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rate = parse_fraction(snapshot.get("info.rate")) / 1000
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return _RateDecision(rate, "信息员：本人销售额 × 计提比例", None, False)
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if template == "TPL_SALESPERSON_DECAY":
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start = parse_fraction(snapshot.get("salesperson.rate.start"))
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slope = parse_fraction(snapshot.get("salesperson.rate.slope"))
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floor = parse_fraction(snapshot.get("salesperson.rate.floor"))
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boundary = int(snapshot.get("salesperson.days.boundary"))
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rate = salesperson_rate(days, start=start, slope=slope, floor=floor, boundary_days=boundary)
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note = f"业务员递减：{start}‰ 起，{days} 天（分界 {boundary} 天，超界取 {floor}‰）"
|
||
return _RateDecision(rate, note, None, False)
|
||
raise BadRequestError(f"公式模板 {template} 暂不支持核算")
|
||
|
||
|
||
def _role_of(session: Session, person):
|
||
from app.repositories import business_role_repository
|
||
|
||
if person.business_role_id is None:
|
||
return None
|
||
return business_role_repository.get_by_id(session, person.business_role_id)
|
||
|
||
|
||
def role_code_of(person) -> str:
|
||
"""人员岗位编码（台账冗余固化用；无岗位为空串——前置校验已拦）。"""
|
||
from app.repositories import business_role_repository
|
||
|
||
if person.business_role_id is None:
|
||
return ""
|
||
session = Session.object_session(person)
|
||
role = business_role_repository.get_by_id(session, person.business_role_id)
|
||
return role.role_code if role else ""
|
||
|
||
|
||
def _customer_type(session: Session, business: Business) -> str:
|
||
customer = session.get(Customer, business.customer_id)
|
||
return customer.customer_type if customer else "personal"
|
||
|
||
|
||
def _category_label(items: list[BusinessItem]) -> str:
|
||
"""单类别直出；混合业务记 mixed（行级明细在 snapshot_json）。"""
|
||
categories = {item.product_category for item in items}
|
||
return categories.pop() if len(categories) == 1 else "mixed"
|
||
|
||
|
||
def _mark_settled(session: Session, receipt: Receipt) -> None:
|
||
"""CAS 置已核算：并发下另一事务先行置 1 时 rowcount=0 → 400。"""
|
||
result = session.execute(
|
||
update(Receipt)
|
||
.where(Receipt.id == receipt.id, Receipt.settlement_status == SETTLEMENT_PENDING)
|
||
.values(settlement_status=SETTLEMENT_DONE)
|
||
)
|
||
if result.rowcount == 0:
|
||
raise BadRequestError("该回款已被并发核算，请刷新后查看台账")
|
||
|
||
|
||
def _row_profit(revenue: Decimal, cost: Decimal) -> Decimal:
|
||
"""行毛利 = 行销售额 − 行成本。
|
||
|
||
#20 策略点（待业务答复，2026-10-16 暂定口径）：金额暂按**不含税**原样
|
||
相减；答复若为含税口径，只改本函数（含税换算/取不含税金额列）+ 按回款
|
||
批量重算回填。
|
||
"""
|
||
return revenue - cost
|
||
|
||
|
||
def recalc_receipt(
|
||
session: Session,
|
||
receipt_id: int,
|
||
reason: str,
|
||
*,
|
||
operator: User,
|
||
meta: RequestMeta | None = None,
|
||
) -> CalcReceiptOut:
|
||
"""重算（授权动作，管理员/财务）：作废旧版本行、按当前参数重算新版本。
|
||
|
||
薄委托 calc_receipt(recalc_reason=...)——折算体只有一份；所属月已审定
|
||
的拦截在 calc_receipt 内（核算与重算同口径）。
|
||
"""
|
||
if not reason or not reason.strip():
|
||
raise BadRequestError("重算必须填写原因")
|
||
return calc_receipt(
|
||
session, receipt_id, operator=operator, meta=meta, recalc_reason=reason.strip()
|
||
)
|
||
|
||
|
||
def batch_calc(
|
||
session: Session,
|
||
receipt_ids: list[int],
|
||
*,
|
||
operator: User,
|
||
meta: RequestMeta | None = None,
|
||
) -> list[dict]:
|
||
"""批量核算：逐笔独立事务（各笔自带 audit），返回逐笔成败清单。
|
||
|
||
**不开外层 audit**——外层包 audit 会违反嵌套禁令，且单笔失败不应
|
||
回滚其它笔的核算结果。
|
||
"""
|
||
results: list[dict] = []
|
||
for rid in receipt_ids:
|
||
try:
|
||
out = calc_receipt(session, rid, operator=operator, meta=meta)
|
||
results.append(
|
||
{
|
||
"receipt_id": rid,
|
||
"ok": True,
|
||
"repeated": out.repeated,
|
||
"ledger_id": out.ledger.id,
|
||
}
|
||
)
|
||
except Exception as exc:
|
||
results.append(
|
||
{"receipt_id": rid, "ok": False, "error": f"{type(exc).__name__}: {exc}"}
|
||
)
|
||
ok_count = sum(1 for r in results if r["ok"])
|
||
logger.info("批量核算 | 总数=%s 成功=%s", len(results), ok_count)
|
||
return results
|
||
|
||
|
||
def list_ledger_page(session: Session, query):
|
||
"""分页查询台账（api 层转发）。"""
|
||
rows = performance_ledger_repository.list_ledger(session, query)
|
||
total = performance_ledger_repository.count_ledger(session, query)
|
||
from app.core.response import PageResult
|
||
from app.schemas.calc import LedgerOut
|
||
|
||
return PageResult[LedgerOut](
|
||
records=[LedgerOut.model_validate(r) for r in rows],
|
||
total=total,
|
||
page_num=query.page_num,
|
||
page_size=query.page_size,
|
||
)
|
||
|
||
|
||
def get_ledger(session: Session, ledger_id: int):
|
||
"""台账详情（api 层转发）。"""
|
||
row = performance_ledger_repository.get_by_id(session, ledger_id)
|
||
if row is None:
|
||
from app.core.exceptions import NotFoundError
|
||
|
||
raise NotFoundError("台账记录不存在")
|
||
from app.schemas.calc import LedgerOut
|
||
|
||
return LedgerOut.model_validate(row)
|
||
|
||
|
||
def _to_out(row: PerformanceLedger):
|
||
from app.schemas.calc import LedgerOut
|
||
|
||
return LedgerOut.model_validate(row)
|