"""审批流业务编排(2026-10-15 复核审批补充需求)。 三级链路:营销后勤提交 → 财务复核 → 领导审核。行为由参数开关驱动 (`approval.secondary_allocation.enabled` / `approval.monthly_settlement.enabled`): - **关闭(默认)**:提交即生成审批单并「自动通过」全节点留痕(action=3, operator 记「系统」)——留痕不断链,与「关闭=直接生效」的需求口径一致; - **开启**:status=1 待财务复核 → 2 待领导审核 → 3 已通过;任一节点驳回 即整体驳回(status=4),一期不做退回重走(简单状态机)。 红线: - `submit_order` **不 commit、不嵌套 audit** —— 由业务写路径(business_service 的 create/update)既有 audit 上下文统一收口,违反嵌套禁令会让失败路径 回滚不完整(见 audit_service 模块 docstring); - 节点准入**严格按角色编码**:status=1 仅财务、status=2 仅领导,admin 不 代办 —— 放行 admin 会让双人复核流退化成管理员单点审批; - 同一引用对象的在途单(status 1/2)在重新提交前先撤回(status=5 + node=0/action=4 留痕),保证「一个对象至多一张在途单」。 """ import logging from collections.abc import Iterable from datetime import date, datetime from decimal import Decimal from sqlalchemy import func, select from sqlalchemy.orm import Session, defer from app.core.constants import ( ACTION_APPROVE, ACTION_REJECT, MODULE_APPROVAL, NO_PREFIX_APPROVAL, ROLE_ADMIN, ROLE_FINANCE, ROLE_LEADER, ) from app.core.exceptions import BadRequestError, ForbiddenError, NotFoundError from app.core.response import PageResult from app.models import ApprovalOrder, ApprovalStep, Business, User from app.models.approval import ( APPROVAL_ACTION_APPROVE, APPROVAL_ACTION_AUTO_APPROVE, APPROVAL_ACTION_REJECT, APPROVAL_ACTION_WITHDRAW, APPROVAL_NODE_FINANCE, APPROVAL_NODE_LEADER, APPROVAL_NODE_WITHDRAW, APPROVAL_NODES, APPROVAL_STATUS_APPROVED, APPROVAL_STATUS_PENDING_FINANCE, APPROVAL_STATUS_PENDING_LEADER, APPROVAL_STATUS_REJECTED, APPROVAL_STATUS_WITHDRAWN, ) from app.repositories import user_repository from app.schemas.approval import ( ApprovalActionIn, ApprovalOrderDetailOut, ApprovalOrderOut, ApprovalQuery, ApprovalStepOut, ) from app.services import audit_service, param_service from app.services.audit_service import AuditRecord, RequestMeta from app.services.no_generator import next_no logger = logging.getLogger(__name__) # 开关参数编码(与 param_registry 种子同源;新增审批对象类型必须在此登记, # 否则 is_enabled 走 BadRequestError 兜底、对应业务接口整体不可用) ENABLE_CODE_BY_TYPE: dict[int, str] = { 1: "approval.secondary_allocation.enabled", 2: "approval.monthly_settlement.enabled", 3: "approval.adjustment.enabled", } # 在途状态集合(同一引用对象至多一张在途单) _PENDING_STATUSES = (APPROVAL_STATUS_PENDING_FINANCE, APPROVAL_STATUS_PENDING_LEADER) # 在途状态 → 当前节点应操作的角色(admin 不代办:单人审批绕过双人复核) _NODE_ROLE_BY_STATUS = { APPROVAL_STATUS_PENDING_FINANCE: ROLE_FINANCE, APPROVAL_STATUS_PENDING_LEADER: ROLE_LEADER, } _ROLE_LABEL = {ROLE_FINANCE: "财务", ROLE_LEADER: "领导"} def pending_statuses_for_roles(role_codes: Iterable[str]) -> tuple[int, ...]: """工作台「待我审批」:按当前用户角色映射在途审批状态。 admin 不代办审批,但作为管理视角可查看全部在途单(与审批管理列表 的可见性一致);财务/领导只看到本节点可操作的条目。 """ from app.core.config import get_settings if ( not get_settings().payroll_allow_legacy_calculation and not get_settings().payroll_approval_enabled ): return () codes = set(role_codes) if ROLE_ADMIN in codes: return _PENDING_STATUSES return tuple(status for status, role in _NODE_ROLE_BY_STATUS.items() if role in codes) def is_enabled(session: Session, order_type: int) -> bool: """读当日参数快照判定审批开关(一次提交路径内只读一次,调用方勿重读)。""" code = ENABLE_CODE_BY_TYPE.get(order_type) if code is None: raise BadRequestError("未知的审批对象类型") return param_service.resolve_snapshot(session, date.today()).boolean(code) def submit_order( session: Session, *, order_type: int, ref_id: int, refer_no: str, submitter: User, snapshot: dict | None = None, ) -> ApprovalOrder: """提单(业务写路径内部调用;不 commit、不嵌套 audit)。 同一引用对象的在途单先撤回留痕再建新单;开关关闭时生成即自动通过 (全节点 action=3 留痕)。AP 编号撞唯一键时 IntegrityError 直接穿透: create 路径由外层编号重试循环整体重来(rollback 后业务/方案/审批单 一并重做),update 路径由审计上下文回滚并经全局 handler 收敛 400—— **任何情况下都不允许本函数内部 rollback 后部分重试**,那会把同事务 的业务主行/明细/方案回滚掉而审批单单表重插,静默丢业务数据。 ``snapshot`` 是「提交时」的业务内容(由调用方组装,Decimal 已转 str); 落库时包一层信封并固化采集时间——审批期间业务再改,复核者看到的仍是 送审内容。开关关闭的自动通过路径同样写快照,留痕不走样。 """ from app.core.config import get_settings if not get_settings().payroll_allow_legacy_calculation and ( not get_settings().payroll_approval_enabled or not is_enabled(session, order_type) ): raise BadRequestError("审核功能未开启,不创建审批单或自动通过痕迹") _withdraw_pending(session, order_type=order_type, ref_id=ref_id, operator=submitter) order = ApprovalOrder( order_no=next_no( session, model=ApprovalOrder, column_name="order_no", prefix=NO_PREFIX_APPROVAL, ), order_type=order_type, ref_id=ref_id, refer_no=refer_no, version_no=_next_version(session, order_type, ref_id), snapshot_json=( { "schema_version": 1, "order_type": order_type, "captured_at": datetime.now().isoformat(timespec="seconds"), "data": snapshot, } if snapshot is not None else None ), submitter_id=submitter.id, submitter_name=submitter.username, ) session.add(order) if is_enabled(session, order_type): order.status = APPROVAL_STATUS_PENDING_FINANCE session.flush() logger.info("审批单待审 | order=%s", order.order_no) return order # 开关关闭=直接生效:两级节点各记一条「自动通过」,留痕不断链 order.status = APPROVAL_STATUS_APPROVED session.flush() session.add_all( [ ApprovalStep( order_id=order.id, node=node, action=APPROVAL_ACTION_AUTO_APPROVE, operator_name="系统", ) for node in (APPROVAL_NODE_FINANCE, APPROVAL_NODE_LEADER) ] ) session.flush() logger.info("审批单自动通过 | order=%s(开关关闭)", order.order_no) return order def pending_matches_snapshot( session: Session, *, order_type: int, ref_id: int, snapshot: dict | None ) -> bool: """在途审批单的送审内容是否与给定快照一致(用于「内容未变不重提」)。 只比较快照信封里的 ``data`` 部分——``captured_at`` 每次采集都不同, 参与比较会让判断恒为不一致。V11 之前的历史单没有快照,一律视为不一致 (保守重提:宁可多提一次,不能漏审)。 """ if snapshot is None: return False pending = ( session.execute( select(ApprovalOrder).where( ApprovalOrder.order_type == order_type, ApprovalOrder.ref_id == ref_id, ApprovalOrder.status.in_(_PENDING_STATUSES), ) ) .scalars() .all() ) for order in pending: stored = order.snapshot_json or {} if stored.get("data") == snapshot: return True return False def withdraw_pending_orders( session: Session, *, order_type: int, ref_id: int, operator: User ) -> int: """撤回引用对象的全部在途单(供业务清空方案等场景显式调用;不 commit)。 返回撤回张数(0 = 本就无在途单)。 """ before = len( session.execute( select(ApprovalOrder.id).where( ApprovalOrder.order_type == order_type, ApprovalOrder.ref_id == ref_id, ApprovalOrder.status.in_(_PENDING_STATUSES), ) ) .scalars() .all() ) if before: _withdraw_pending(session, order_type=order_type, ref_id=ref_id, operator=operator) return before def act( session: Session, order_id: int, payload: ApprovalActionIn, *, operator: User, meta: RequestMeta | None = None, ) -> ApprovalOrderDetailOut: """节点动作(财务复核/领导审核):状态机流转 + 节点留痕(审计上下文)。 通过:status=1 → 2(下一步领导);status=2 → 3(终态已通过)。 驳回:任一在途状态 → 4(整体驳回,一期不退回重走)。 节点留痕的 node 取**动作发生时的当前节点**(通过/驳回都记在操作节点上)。 """ codes = set(user_repository.get_role_codes(operator)) verb = ACTION_APPROVE if payload.action == APPROVAL_ACTION_APPROVE else ACTION_REJECT from app.core.config import get_settings if ( not get_settings().payroll_allow_legacy_calculation and not get_settings().payroll_approval_enabled ): raise BadRequestError("当前工资流程无需系统审批,历史记录仅供查看") with audit_service.audit( session, operator=operator, record=AuditRecord( module=MODULE_APPROVAL, action=verb, summary=f"审批单 #{order_id} {verb}", request_data=payload.model_dump(), ), meta=meta, ): order = session.get(ApprovalOrder, order_id, with_for_update=True) if order is None: raise NotFoundError("审批单不存在") if order.status not in _PENDING_STATUSES: raise BadRequestError("审批单已结束,不可重复操作") required_role = _NODE_ROLE_BY_STATUS[order.status] if required_role not in codes: raise ForbiddenError(f"当前节点须{_ROLE_LABEL[required_role]}角色操作") node_now = APPROVAL_NODES[order.status] rejected = payload.action == APPROVAL_ACTION_REJECT if rejected: order.status = APPROVAL_STATUS_REJECTED else: order.status = ( APPROVAL_STATUS_PENDING_LEADER if order.status == APPROVAL_STATUS_PENDING_FINANCE else APPROVAL_STATUS_APPROVED ) # 生效类联动只认**终审**:财务节点通过(1→2)只是流转,不得提前 # 锁定月结/生效调整单——否则领导驳回后锁定字段残留、审批流形同虚设。 # 驳回在任何节点都是终态,即时联动。 final_approved = (not rejected) and order.status == APPROVAL_STATUS_APPROVED session.add( ApprovalStep( order_id=order.id, node=node_now, action=payload.action, opinion=payload.opinion, operator_id=operator.id, operator_name=operator.username, ) ) # 驳回=方案未获批准:把该业务的生效方案行置历史(is_active=0, # **不删行**——V11 起 append-only 版本化),防止被否决的方案以 # 「当前生效行」身份被 M3 核算快照算进工资;历史方案仍可在业务 # 详情 allocation_history 回溯。委托 business_repository 完成 # —— service 层互调、不触 commit。 if rejected and order.order_type == 1: from app.repositories import business_repository business_repository.deactivate_allocations(session, order.ref_id) # 审批结果联动(服务层回调,不 commit):月结 通过=锁定/驳回=回草稿; # 调整单 通过=生效/驳回=作废。函数内延迟导入防循环依赖。 if order.order_type == 2 or order.order_type == 3: from app.models import AdjustmentOrder from app.models.settlement import ( ADJUSTMENT_STATUS_EFFECTIVE, ) from app.models.settlement import ( ADJUSTMENT_STATUS_REJECTED as ADJ_REJECTED, ) from app.services import settlement_service if order.order_type == 2: from app.models.settlement import MonthlySettlement target = session.get(MonthlySettlement, order.ref_id) if target is not None: if rejected: settlement_service.mark_rejected(session, target, operator=operator) elif final_approved: settlement_service.mark_locked(session, target, operator=operator) else: adj = session.get(AdjustmentOrder, order.ref_id) if adj is not None: if rejected: adj.status = ADJ_REJECTED elif final_approved: adj.status = ADJUSTMENT_STATUS_EFFECTIVE # 出参(含 steps)在 **commit 之前** 固化:audit 禁止 commit 后再碰 # ORM/查询——commit 后的任何 SELECT 失败都会让「已通过的审批」被记 # 成失败审计,与库中事实相反(全 services 层唯一例外不许再犯) session.flush() detail = _detail_of(session, order) session.commit() return detail def list_orders(session: Session, query: ApprovalQuery) -> PageResult[ApprovalOrderOut]: """分页查询审批单(准入由 api 层依赖判定)。 排除 snapshot_json 列(月结快照含按人明细,可达数十~上百 KB):列表出参 本就不含快照,整列加载会让翻页负担随快照体积线性放大;详情走 `get_order` 按需读取(与操作日志列表排除 request_data 同一理由, 见 operation_log_repository.list_logs)。 """ filters = _order_filters(query) rows = ( session.execute( select(ApprovalOrder) .options(defer(ApprovalOrder.snapshot_json)) .where(*filters) .order_by(ApprovalOrder.id.desc()) .offset(query.offset) .limit(query.page_size) ) .scalars() .all() ) total = session.execute( select(func.count()).select_from(ApprovalOrder).where(*filters) ).scalar_one() return PageResult[ApprovalOrderOut]( records=[ApprovalOrderOut.model_validate(r) for r in rows], total=int(total), page_num=query.page_num, page_size=query.page_size, ) def get_order(session: Session, order_id: int) -> ApprovalOrderDetailOut: """审批单详情(附节点时间线)。""" order = session.get(ApprovalOrder, order_id) if order is None: raise NotFoundError("审批单不存在") return _detail_of(session, order) def _withdraw_pending(session: Session, *, order_type: int, ref_id: int, operator: User) -> None: """撤回引用对象的在途单(重新提交前调用;不 commit)。""" pending = ( session.execute( select(ApprovalOrder).where( ApprovalOrder.order_type == order_type, ApprovalOrder.ref_id == ref_id, ApprovalOrder.status.in_(_PENDING_STATUSES), ) ) .scalars() .all() ) for order in pending: order.status = APPROVAL_STATUS_WITHDRAWN session.add( ApprovalStep( order_id=order.id, node=APPROVAL_NODE_WITHDRAW, action=APPROVAL_ACTION_WITHDRAW, operator_id=operator.id, operator_name=operator.username, ) ) if pending: session.flush() logger.info("撤回在途审批单 %s 张 | ref=%s", len(pending), ref_id) def _next_version(session: Session, order_type: int, ref_id: int) -> int: """同一对象类型+引用对象的下一个提交版本号(从 1 递增)。 **必须用锁读(当前读),不能用普通 MAX 查询**:普通 SELECT 在 REPEATABLE READ 下是快照读,读到的是本事务首次一致读的快照;请求级 鉴权(deps.get_current_user 与业务共用同一 DbSession)那次 SELECT 已把 快照锚定在请求开始时刻,此后即使父行锁等到并发事务提交,MAX 仍停在 旧快照上——两个请求会算出同一个 version_no。锁读是当前读,永远读最新 已提交数据。 **不能写成 select(func.max(...)).with_for_update()**:MySQL 官方明确 「Locking clauses are not permitted in queries with aggregate functions or GROUP BY」,聚合结果上的 FOR UPDATE 语义无保证。改锁「该 ref 的现有 版本行」,最大值在 Python 侧算——同 no_generator 的既有套路。只取 version_no 单列,不把 snapshot_json 拉进内存。 """ versions = ( session.execute( select(ApprovalOrder.version_no) .where( ApprovalOrder.order_type == order_type, ApprovalOrder.ref_id == ref_id, ) .with_for_update() ) .scalars() .all() ) return (max(versions) if versions else 0) + 1 def allocation_content(session: Session, business: Business) -> dict: """二次分配方案的审批内容(提单快照与历史单回退共用同一结构)。 业务主行已存在但客户联查落空(客户被删等异常)时返回空字典——调用方 以 ``or None`` 归一,避免生成「有快照但内容为空」的信封。 """ from app.repositories import business_repository row = business_repository.get_with_names(session, business.id) if row is None: return {} _, customer_name, owner_name, assistant_name = row allocations = business_repository.list_allocations(session, business.id) total = sum((a.ratio for a in allocations), Decimal("0")) return { "business_no": business.business_no, "business_date": business.business_date.isoformat() if business.business_date else None, "customer_name": customer_name, "owner_personnel_name": owner_name, "assistant_personnel_name": assistant_name, "sale_amount": _amount_text(business.total_sale_amount), "cost_amount": _amount_text(business.total_cost_amount), "allocations": [ { "personnel_id": a.personnel_id, "personnel_name": a.personnel_name, "ratio": str(a.ratio), } for a in allocations ], "allocation_total": str(total.quantize(Decimal("0.01"))), "allocation_balance": str((Decimal("100") - total).quantize(Decimal("0.01"))), } def _amount_text(value: Decimal | None) -> str | None: """金额文本化(Decimal 全程不转 float;None 保留为空,不伪造 0.00)。""" return str(value) if value is not None else None def settlement_content(session: Session, settlement_id: int) -> dict | None: """月结审批内容(汇总 + 按人明细;提单快照与历史单回退共用)。""" from app.models import MonthlySettlement from app.repositories import settlement_repository settlement = session.get(MonthlySettlement, settlement_id) if settlement is None: return None items = settlement_repository.list_items(session, settlement_id) return { "settlement_month": settlement.settlement_month, "total_performance": _amount_text(settlement.total_performance), "total_payable": _amount_text(settlement.total_payable), "person_count": settlement.person_count, "items": [ { "personnel_name": item.personnel_name, "role_code": item.role_code, "calc_type": item.calc_type, "performance_sum": str(item.performance_sum), "payable_sum": str(item.payable_sum), "basic_amount": _amount_text(item.basic_amount), "salary_mode": item.salary_mode, "net_amount": _amount_text(item.net_amount), "is_probation": item.is_probation, } for item in items ], } def adjustment_content(session: Session, adjustment_id: int) -> dict | None: """调整单审批内容(提单快照与历史单回退共用)。""" from app.models import AdjustmentOrder adjustment = session.get(AdjustmentOrder, adjustment_id) if adjustment is None: return None return { "order_no": adjustment.order_no, "settlement_month": adjustment.settlement_month, "personnel_name": adjustment.personnel_name, "direction": adjustment.direction, "amount": str(adjustment.amount), "reason": adjustment.reason, } def _content_of(session: Session, order: ApprovalOrder) -> tuple[dict | None, str]: """审批内容出参:优先提交时快照,历史单回退当前内容并显式标注来源。""" if order.snapshot_json: return order.snapshot_json, "snapshot" if order.order_type == 1: business = session.get(Business, order.ref_id) data = allocation_content(session, business) if business is not None else None elif order.order_type == 2: data = settlement_content(session, order.ref_id) elif order.order_type == 3: data = adjustment_content(session, order.ref_id) else: data = None if not data: return None, "missing" return { "schema_version": 1, "order_type": order.order_type, "captured_at": None, "data": data, }, "live" def _detail_of(session: Session, order: ApprovalOrder) -> ApprovalOrderDetailOut: """出参组装(含 steps 时间线与审批内容)。调用方须保证处于 commit 之前。""" steps = ( session.execute( select(ApprovalStep).where(ApprovalStep.order_id == order.id).order_by(ApprovalStep.id) ) .scalars() .all() ) detail = ApprovalOrderDetailOut.model_validate(order) detail.steps = [ApprovalStepOut.model_validate(s) for s in steps] detail.snapshot, detail.content_source = _content_of(session, order) return detail def _order_filters(query: ApprovalQuery) -> tuple: filters = [] if query.keyword: # autoescape:用户输入里的 %/_ 按 URL 片段字面匹配(全库统一口径, # 见 customer_repository.contains 用法)——否则 "AP2026_10" 会把 # 下划线当单字符通配,搜出无关单据 filters.append( ApprovalOrder.order_no.contains(query.keyword, autoescape=True) | ApprovalOrder.refer_no.contains(query.keyword, autoescape=True) ) if query.status is not None: filters.append(ApprovalOrder.status == query.status) if query.order_type is not None: filters.append(ApprovalOrder.order_type == query.order_type) return tuple(filters)