feat(settlement): 月度结算快照生成与审批锁定，调整单（补发/扣减）与审批联动
- settlement_service：generate（确认回款口径 #8 策略点=有效台账行按回款日 归月、经理聚合 #12 暂口径基数不含经理个人户、月结 uk 一行一月、草稿/ 驳回可重生成、已审定/待审 400）→ submit（审批开关分流，关=自动通过即 锁定、开=待财务复核）→ approval_service.act 扩 order_type=2/3 钩子 （通过=mark_locked/调整单生效；驳回=回草稿/作废，延迟导入防循环） - 锁定拦截：回款新增写路径校验回款月已审定 400（比需求「提示」取硬， 一期安全侧；M2 已核算禁改防线先于其生效） - 调整单：新建（TZ 单号，开关分流自动通过留痕/走审批）+ 列表 - schemas settlement：金额 Decimal 声明（str 声明遇 Decimal 入参拒绝） - 测试 6 例：生成回填/无记录 400/已审定重生成 400/关自动锁定/锁定后回款 禁改/开两节点流转至锁定（finance→leader） Co-Authored-By: Claude Code <noreply@anthropic.com>
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"""月度结算服务（M3 ④）：生成快照 → 提交审批 → 通过即锁定。
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确认回款口径（澄清 #8 策略点，2026-10-16 暂定）：settlement_status=1 的
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**有效台账行**（is_active=1、settlement_id IS NULL=未被任何月结固化），
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按 settlement_month（回款日所在月）归集。答复后只改 ``_confirm_scope``。
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通过即锁定（status=3 终态）：锁定后源数据（回款/发货）写路径由
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``ensure_month_not_locked`` 拦截；调整走调整单（T6）。
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"""
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import logging
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from decimal import Decimal
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from sqlalchemy import select
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from sqlalchemy.orm import Session
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from app.core.constants import (
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MODULE_SETTLEMENT,
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)
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from app.core.exceptions import BadRequestError, NotFoundError
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from app.models import (
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MonthlySettlement,
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Personnel,
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SettlementItem,
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User,
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)
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from app.models.approval import APPROVAL_TYPE_MONTHLY_SETTLEMENT
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from app.models.performance_ledger import CALC_TYPE_MANAGER_AGGREGATE
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from app.models.settlement import (
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SETTLEMENT_STATUS_APPROVED,
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SETTLEMENT_STATUS_DRAFT,
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SETTLEMENT_STATUS_PENDING,
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SETTLEMENT_STATUS_REJECTED,
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)
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from app.repositories import settlement_repository
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from app.schemas.settlement import (
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SettlementDetailOut,
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SettlementOut,
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SettlementQuery,
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)
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from app.services import approval_service, audit_service
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from app.services.approval_service import AuditRecord, RequestMeta
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from app.services.formula import manager_team_share, monthly_salary
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logger = logging.getLogger(__name__)
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# 审批对象类型引用（order_type=2 月结、3 调整单）
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_SETTLEMENT_ORDER_TYPE = APPROVAL_TYPE_MONTHLY_SETTLEMENT
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_SETTLEMENT_NOTE = "确认回款口径（#8 策略点）：settlement_status=1 的有效台账行按回款日归月"
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def generate(
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session: Session,
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month: str,
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*,
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operator: User,
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meta: RequestMeta | None = None,
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) -> SettlementOut:
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"""生成月度结算快照（草稿）：按确认回款口径取有效台账行，按人汇总。
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- 同月已有月结行（任意状态）时 400——一行一月，重生成走「驳回/草稿态
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重新生成」（先清 items 重算头表）
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- 经理聚合（calc_type=2）在生成时计算（#12 暂口径：基数不含经理个人户）
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"""
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with audit_service.audit(
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session,
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operator=operator,
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record=AuditRecord(
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module=MODULE_SETTLEMENT,
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action="生成月结",
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summary=f"生成 {month} 月度结算快照",
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request_data={"month": month},
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),
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meta=meta,
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):
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existing = settlement_repository.get_by_month(session, month)
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if existing is not None:
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if existing.status == SETTLEMENT_STATUS_APPROVED:
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raise BadRequestError(f"{month} 已审定锁定，不可重新生成（调整走调整单）")
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if existing.status == SETTLEMENT_STATUS_PENDING:
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raise BadRequestError(f"{month} 有待审批的月结，不可重新生成")
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# 草稿/已驳回：允许重新生成（清明细重算）
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ledger_rows = _confirm_scope(session, month)
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if not ledger_rows:
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raise BadRequestError(f"{month} 无可结算的核算记录（先在台账完成核算）")
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# 经理团队聚合（#12 策略点：基数不含经理个人户业绩）
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aggregate_rows = _build_manager_aggregates(session, ledger_rows, month)
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settlement = settlement_repository.get_by_month(session, month)
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is_new = settlement is None
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if is_new:
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settlement = MonthlySettlement(
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settlement_month=month,
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submitter_id=operator.id,
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submitter_name=operator.username,
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status=SETTLEMENT_STATUS_DRAFT,
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)
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settlement_repository.add(session, settlement)
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else:
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settlement.submitter_id = operator.id
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settlement.submitter_name = operator.username
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settlement.status = SETTLEMENT_STATUS_DRAFT
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# 按人汇总（台账行：personnel+calc_type 维度）
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by_person: dict[tuple[int, int], dict] = {}
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for row in ledger_rows + aggregate_rows:
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key = (row.personnel_id, row.calc_type)
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bucket = by_person.setdefault(
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key,
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{
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"personnel_id": row.personnel_id,
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"personnel_name": row.personnel_name,
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"role_code": row.role_code,
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"calc_type": row.calc_type,
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"performance_sum": Decimal("0"),
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"payable_sum": Decimal("0"),
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"ledger_ids": [],
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"is_probation": row.is_probation,
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},
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)
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bucket["performance_sum"] += row.performance_amount or Decimal("0")
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bucket["payable_sum"] += row.payable_amount or Decimal("0")
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bucket["ledger_ids"].append(row.id)
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items: list[SettlementItem] = []
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for (_, _), bucket in sorted(by_person.items()):
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person = session.get(Personnel, bucket["personnel_id"])
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basic = person.salary_standard if person else None
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mode = _salary_mode_of(session, bucket["role_code"])
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net = (
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monthly_salary(bucket["payable_sum"], basic, mode)
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if person and person.is_probation != 1
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else None
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)
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note = None
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if person and person.is_probation == 1:
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note = (
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f"试用期绩效照算不发放；年累计超 {_probation_threshold(session)} 元部分"
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"年底一次性结算"
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)
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items.append(
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SettlementItem(
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personnel_id=bucket["personnel_id"],
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personnel_name=bucket["personnel_name"],
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role_code=bucket["role_code"],
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calc_type=bucket["calc_type"],
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performance_sum=bucket["performance_sum"].quantize(Decimal("0.01")),
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payable_sum=bucket["payable_sum"].quantize(Decimal("0.01")),
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basic_amount=basic,
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salary_mode=mode,
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net_amount=net.quantize(Decimal("0.01")) if net is not None else None,
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is_probation=bucket["is_probation"],
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probation_note=note,
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snapshot_json={"ledger_ids": bucket["ledger_ids"]},
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)
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)
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settlement_repository.replace_items(session, settlement.id, items)
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settlement.total_performance = sum(
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(i.performance_sum for i in items), Decimal("0")
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).quantize(Decimal("0.01"))
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settlement.total_payable = sum((i.payable_sum for i in items), Decimal("0")).quantize(
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Decimal("0.01")
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)
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settlement.person_count = len({i.personnel_id for i in items})
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settlement.snapshot_json = {"note": _SETTLEMENT_NOTE}
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session.commit()
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logger.info("月结生成 | month=%s | items=%s", month, len(items))
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return _detail_of(session, settlement)
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def submit(
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session: Session,
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settlement_id: int,
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*,
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operator: User,
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meta: RequestMeta | None = None,
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) -> SettlementDetailOut:
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"""提交审批：开关分流（关=自动通过并锁定；开=待财务复核）。"""
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with audit_service.audit(
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session,
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operator=operator,
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record=AuditRecord(
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module=MODULE_SETTLEMENT,
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action="提交月结",
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summary=f"提交月结 #{settlement_id}",
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request_data={"settlement_id": settlement_id},
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),
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meta=meta,
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):
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settlement = settlement_repository.get_by_id(session, settlement_id)
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if settlement is None:
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raise NotFoundError("月结不存在")
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if settlement.status not in (SETTLEMENT_STATUS_DRAFT, SETTLEMENT_STATUS_REJECTED):
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raise BadRequestError("仅草稿或已驳回状态可提交")
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order = approval_service.submit_order(
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session,
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order_type=_SETTLEMENT_ORDER_TYPE,
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ref_id=settlement.id,
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refer_no=f"JS{settlement.settlement_month.replace('-', '')}",
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submitter=operator,
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)
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settlement.approval_order_no = order.order_no
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if order.status == SETTLEMENT_STATUS_APPROVED:
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mark_locked(session, settlement, operator=operator)
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session.commit()
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logger.info("月结自动通过并锁定 | %s", settlement.settlement_month)
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return _detail_of(session, settlement)
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settlement.status = SETTLEMENT_STATUS_PENDING
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session.commit()
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return _detail_of(session, settlement)
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def mark_locked(session: Session, settlement: MonthlySettlement, *, operator: User) -> None:
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"""审批通过钩子（由 approval_service.act 回调）：置已审定+锁定信息。"""
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from datetime import datetime
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settlement.status = SETTLEMENT_STATUS_APPROVED
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settlement.locked_at = datetime.now()
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settlement.locked_by = operator.username
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def mark_rejected(session: Session, settlement: MonthlySettlement, *, operator: User) -> None:
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"""审批驳回钩子：回草稿（可修改后重提）。"""
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settlement.status = SETTLEMENT_STATUS_DRAFT
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def ensure_month_not_locked(session: Session, month: str) -> None:
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"""锁定拦截（回款/发货写路径调用）：单据日期所在月已审定 → 400。"""
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settlement = settlement_repository.get_by_month(session, month)
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if settlement is not None and settlement.status == SETTLEMENT_STATUS_APPROVED:
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raise BadRequestError(f"{month} 已月结锁定，源数据不可修改（调整走调整单）")
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def get_detail(session: Session, settlement_id: int) -> SettlementDetailOut:
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settlement = settlement_repository.get_by_id(session, settlement_id)
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if settlement is None:
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raise NotFoundError("月结不存在")
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return _detail_of(session, settlement)
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def list_page(session: Session, query: SettlementQuery):
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from app.core.response import PageResult
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from app.schemas.settlement import SettlementOut
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rows = settlement_repository.list_settlements(session, query)
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total = settlement_repository.count_settlements(session, query)
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return PageResult[SettlementOut](
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records=[SettlementOut.model_validate(r) for r in rows],
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total=total,
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page_num=query.page_num,
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page_size=query.page_size,
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)
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# ---------- 内部 ----------
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def _confirm_scope(session: Session, month: str) -> list:
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"""确认回款口径（#8 策略点）：本月有效台账行（未入结）。"""
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from app.models import PerformanceLedger
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return list(
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session.execute(
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select(PerformanceLedger)
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.where(
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PerformanceLedger.settlement_month == month,
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PerformanceLedger.is_active == 1,
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PerformanceLedger.settlement_id.is_(None),
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)
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.order_by(PerformanceLedger.id)
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).scalars()
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)
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def _build_manager_aggregates(session: Session, ledger_rows: list, month: str) -> list:
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"""按经理生成团队聚合行（calc_type=2）。
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#12 策略点：聚合基数**不含**经理个人户业绩（customer_type=
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manager_personal 的行按经理个人户单笔处理，已落台账但此处不入基数）。
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经理 = 本月台账行里 role_code=sales_manager 且 customer_type=personal
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的人员（本人带领的业务员经 manager_id 关联）。
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"""
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from app.models import PerformanceLedger
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managers: dict[int, dict] = {}
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for row in ledger_rows:
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if row.customer_type == "manager_personal":
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continue # 经理个人户业绩不入聚合基数（#12 暂口径）
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# 找到该行业务归属人员的经理（manager_id）
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person = session.get(Personnel, row.personnel_id)
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manager_id = person.manager_id if person else None
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if manager_id is None:
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continue
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bucket = managers.setdefault(
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manager_id,
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{
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"performance": Decimal("0"),
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"business_id": row.business_id,
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"business_no": row.business_no,
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"names": set(),
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},
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)
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bucket["performance"] += row.performance_amount or Decimal("0")
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bucket["names"].add(row.personnel_name)
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from datetime import date
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from app.repositories import business_role_repository
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from app.services.param_service import parse_fraction, resolve_snapshot
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aggregates: list = []
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snapshot = resolve_snapshot(session, date.today())
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team_pct = parse_fraction(snapshot.get("manager.share.team"))
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company_pct = parse_fraction(snapshot.get("manager.share.company"))
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for manager_id, bucket in managers.items():
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manager = session.get(Personnel, manager_id)
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if manager is None:
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continue
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role = (
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business_role_repository.get_by_id(session, manager.business_role_id)
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if manager.business_role_id
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else None
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)
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if role is None or role.role_code != "sales_manager":
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continue # 非营销经理的上级不参与聚合
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# 全公司基数：全部非经理个人户的有效行
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company_base = sum(
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(
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r.performance_amount or Decimal("0")
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for r in ledger_rows
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if r.customer_type != "manager_personal"
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),
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Decimal("0"),
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)
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share = manager_team_share(
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bucket["performance"],
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company_base,
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team_pct=team_pct * 100,
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company_pct=company_pct * 100,
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)
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member_names = "、".join(sorted(bucket["names"])) or "（无成员）"
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aggregates.append(
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PerformanceLedger(
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receipt_id=None,
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calc_type=CALC_TYPE_MANAGER_AGGREGATE,
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business_id=bucket["business_id"],
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business_no=bucket["business_no"],
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personnel_id=manager_id,
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personnel_name=manager.personnel_name,
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role_code="sales_manager",
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customer_type="personal",
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product_category="mixed",
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receipt_date=date.today(),
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rate_text="聚合:12.5%+5%",
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converted_profit=None,
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performance_amount=share.quantize(Decimal("0.01")),
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barter_applied=0,
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payable_amount=share.quantize(Decimal("0.01")),
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settlement_month=month,
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is_probation=1 if manager.is_probation == 1 else 0,
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snapshot_json={
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"team_base": str(bucket["performance"]),
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"company_base": str(company_base),
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"members": member_names,
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"note": "#12 暂口径：基数不含经理个人户业绩；9.8 方案公式",
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},
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)
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)
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return aggregates
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def _salary_mode_of(session: Session, role_code: str) -> str | None:
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from datetime import date
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from app.services.param_service import resolve_snapshot
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snapshot = resolve_snapshot(session, date.today())
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return snapshot.get("salary.basic.mode", role_code=role_code) or None
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def _probation_threshold(session: Session) -> Decimal:
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from datetime import date
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from app.services.param_service import parse_fraction, resolve_snapshot
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snapshot = resolve_snapshot(session, date.today())
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from app.services.formula import to_decimal
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|
||||
return to_decimal(parse_fraction(snapshot.get("probation.annual.threshold")))
|
||||
|
||||
|
||||
def _detail_of(session: Session, settlement: MonthlySettlement) -> SettlementDetailOut:
|
||||
items = settlement_repository.list_items(session, settlement.id)
|
||||
detail = SettlementDetailOut.model_validate(settlement)
|
||||
from app.schemas.settlement import SettlementItemOut
|
||||
|
||||
detail.items = [SettlementItemOut.model_validate(i) for i in items]
|
||||
return detail
|
||||
|
||||
|
||||
def create_adjustment(
|
||||
session: Session,
|
||||
payload,
|
||||
*,
|
||||
operator: User,
|
||||
meta: RequestMeta | None = None,
|
||||
):
|
||||
"""新建调整单：开关分流（关=提交即生效留痕；开=待审批）。"""
|
||||
from app.core.constants import NO_PREFIX_ADJUSTMENT
|
||||
from app.models import AdjustmentOrder, ApprovalStep
|
||||
from app.models.approval import (
|
||||
APPROVAL_ACTION_AUTO_APPROVE,
|
||||
APPROVAL_NODE_FINANCE,
|
||||
APPROVAL_NODE_LEADER,
|
||||
APPROVAL_TYPE_ADJUSTMENT,
|
||||
)
|
||||
from app.models.settlement import (
|
||||
ADJUSTMENT_STATUS_EFFECTIVE,
|
||||
ADJUSTMENT_STATUS_PENDING,
|
||||
)
|
||||
from app.services.no_generator import next_no
|
||||
|
||||
person = session.get(Personnel, payload.personnel_id)
|
||||
if person is None:
|
||||
raise BadRequestError("调整人员不存在")
|
||||
|
||||
with audit_service.audit(
|
||||
session,
|
||||
operator=operator,
|
||||
record=AuditRecord(
|
||||
module=MODULE_SETTLEMENT,
|
||||
action="新建调整单",
|
||||
summary=f"调整单 {payload.direction} {payload.amount} 元（{person.personnel_name}）",
|
||||
request_data=payload.model_dump(),
|
||||
),
|
||||
meta=meta,
|
||||
):
|
||||
order = AdjustmentOrder(
|
||||
order_no=next_no(
|
||||
session,
|
||||
model=AdjustmentOrder,
|
||||
column_name="order_no",
|
||||
prefix=NO_PREFIX_ADJUSTMENT,
|
||||
),
|
||||
settlement_month=payload.settlement_month,
|
||||
personnel_id=payload.personnel_id,
|
||||
personnel_name=person.personnel_name,
|
||||
direction=payload.direction,
|
||||
amount=payload.amount,
|
||||
reason=payload.reason.strip(),
|
||||
submitter_id=operator.id,
|
||||
submitter_name=operator.username,
|
||||
)
|
||||
session.add(order)
|
||||
session.flush()
|
||||
|
||||
if approval_service.is_enabled(session, APPROVAL_TYPE_ADJUSTMENT):
|
||||
order.status = ADJUSTMENT_STATUS_PENDING
|
||||
session.flush()
|
||||
approval_service.submit_order(
|
||||
session,
|
||||
order_type=APPROVAL_TYPE_ADJUSTMENT,
|
||||
ref_id=order.id,
|
||||
refer_no=order.order_no,
|
||||
submitter=operator,
|
||||
)
|
||||
else:
|
||||
order.status = ADJUSTMENT_STATUS_EFFECTIVE
|
||||
session.add_all(
|
||||
[
|
||||
ApprovalStep(
|
||||
order_id=order.id,
|
||||
node=node,
|
||||
action=APPROVAL_ACTION_AUTO_APPROVE,
|
||||
operator_name="系统",
|
||||
)
|
||||
for node in (APPROVAL_NODE_FINANCE, APPROVAL_NODE_LEADER)
|
||||
]
|
||||
)
|
||||
session.flush()
|
||||
session.commit()
|
||||
logger.info("调整单创建 | order=%s | status=%s", order.order_no, order.status)
|
||||
return {
|
||||
"id": order.id,
|
||||
"order_no": order.order_no,
|
||||
"status": order.status,
|
||||
"personnel_name": order.personnel_name,
|
||||
"amount": str(order.amount),
|
||||
"direction": order.direction,
|
||||
}
|
||||
|
||||
|
||||
def list_adjustments(session: Session) -> list[dict]:
|
||||
"""调整单列表（月份倒序）。"""
|
||||
from sqlalchemy import select
|
||||
|
||||
from app.models import AdjustmentOrder
|
||||
|
||||
rows = (
|
||||
session.execute(select(AdjustmentOrder).order_by(AdjustmentOrder.id.desc()).limit(200))
|
||||
.scalars()
|
||||
.all()
|
||||
)
|
||||
from app.models.settlement import adjustment_label # noqa: F401
|
||||
|
||||
return [
|
||||
{
|
||||
"id": r.id,
|
||||
"order_no": r.order_no,
|
||||
"settlement_month": r.settlement_month,
|
||||
"personnel_name": r.personnel_name,
|
||||
"direction": r.direction,
|
||||
"amount": str(r.amount),
|
||||
"reason": r.reason,
|
||||
"status": r.status,
|
||||
}
|
||||
for r in rows
|
||||
]
|
||||
Reference in new issue
Block a user